It
was in June 1998 that I met Amartya Sen for the first time at
India International Centre in New Delhi. At the end of our brief
conversation, I said: "I hope this will be the year for the
big one." My reference was to the Nobel Prize. He laughed
and said: "Do you know Dr Mashelkar, you have to be 10 times
as good to win the Nobel Prize if you are an Indian!" In
the same year, in October 1998, the Nobel Prize for Economics
was declared. Amartya Sen won the prize. I remember sending him
a one-line congratulatory message: "After all, you were 10
times as good!"
The will of Alfred Nobel dated November 27,
1895 states clearly that "in awarding the prizes, no consideration
will be given to the nationality of the candidate". Therefore,
more seriously, if the breakthroughs are truly Nobel Prize-worthy,
then there is no reason as to why a scientist should not get it
despite his nationality.
But what does history tell us? In more than
100 years, 776 Nobel prizes have been awarded till the year 2005.
In science, only three of them have gone to the developing countries
for the work done in their respective countries. One of them happens
to be our own Sir C.V. Raman. This is not encouraging statistics.
Let us return to the issue of an Indian winning
a Nobel Prize again. This year, the Nobel Prize in Physics has
been shared by Roy Glauber, John Hall and Theodor Hansch. Glauber
is the winner of half of the Noble Prize "for his contribution
to quantum theory of optical coherence". This has raised
a controversy, since it was felt by some that the contribution
of E.C.G. Sudarshan, a scientist of Indian origin in the us, has
been overlooked by the Nobel Committee. Sudarshan himself has
written to the Nobel Committee saying "it would distress
him and many others if extra-scientific considerations were responsible
for this decision". Some Indian scientists have also formally
protested to the Nobel Foundation.
In science, they say only two people will
be remembered, he who says the first word in science and he who
says the last word in science. Of course, saying merely the first
or the last word is not enough. What one says must have a lasting
and indelible impact in the field!
If tomorrow, any Indian thinks of an idea
that is out of the box to get a material, which shows superconductivity
at 20oC, he cannot be denied the Nobel Prize |
Did Sudarshan say the first word? The Nobel
committee says: "Sudarshan drew the approach to the use of
coherent state representations for the approach to classical physics,
at this point, he refers to Glauber's work." Thus, the committee
is subtly suggesting that Glauber had said the first word! These
subtleties are beyond me, since I am not an expert. But the implied
emphasis on saying the first word is clear.
As an Indian, I would have been truly proud
if Sudarshan had won the Nobel Prize, as did so many other scientists
in the past, who deserved it. What does our past history say?
Jayant Narlikar has written a book The Scientific Edge, which
has been published by Penguin in 2003. He lists the top 10 achievements
of Indian science and technology in the 20th century. There are
five before 1950 and five after 1950. Interestingly, the five
before 1950 are all individual efforts, namely, the works by Ramanujam
(mathematics), Meghnad Saha (ionisation equation), S.N. Bose (particle
statistics), C.V. Raman (Raman Effect) and G.N. Ramachandran (molecular
biophysics). After 1950, he lists the other five achievements
as nuclear power, Green Revolution, space programme, superconductivity
and CSIR's transformation. All these five are government-funded
big team initiatives. The moot question is: what has happened
to individual excellence after 1950?
However, if one looks at what happened before
1950, C.V. Raman did get the Nobel Prize but the others did not.
S.N. Bose's work leading to Bose-Einstein condensate is winning
Nobel prizes today. Many Indians feel that G.N. Ramachandran's
work on triple helix should have won him the Nobel Prize, but
it did not.
Let
us look at the history of Nobel prizes. There are three Nobel
prizes for Sciences, one each in chemistry, physics and medicine.
In chemistry, of the total 152 prizes, 54 have gone to the US
alone, followed by 27 to Germany and 25 to the UK. Similarly,
in physics, of the total 182 prizes, 79 have gone to the US alone,
followed by 23 to Germany and 21 to the UK. Similar is the story
with Nobel prizes in medicine. Of the total of 186, 89 have gone
to the US, followed by 24 to the UK and 15 to Germany.
Why is the US the leader? Why is it that
the other economic superpower, Japan, has not been as successful?
Many people believe that this has to do with the culture of questioning
that exists in the US, as against the culture of compliance that
exists in Japan.
A potential Nobel laureate needs to be, first
and foremost, a true innovator. What is the definition of a true
innovator? Innovator is one who does not know that it cannot be
done. Bednorz and Muller won the Nobel Prize because they tested
materials, which, through accepted wisdom, were not supposed to
show superconductivity!
An innovator is also one who sees what everyone
sees but thinks of what no one else thinks. Look at this year's
Nobel Prize winners for medicine, Robin Warren and Barry Marshall.
Everyone had thought that the cause of gastritis inflammation
and stomach ulceration is excessive acid secretion due to irregularities
in diet and lifestyle. Warren & Marshall postulated that the
causative agent was, in fact, a bacterium called Heliobacter pylori.
They were ridiculed but they stuck to their guns. They could see
and think beyond what others saw and thought.
True pathbreakers in science will refuse
to preserve the status quo because they enjoy the fun of creation
of new ideas and destruction of old dogmas |
Indians can always argue that we do not win
Nobel prizes because our investment levels are low. The US spends
$250 billion (Rs 11,25,000 crore) on R&D as against India's
$5 billion (Rs 22,500 crore). Size of the funding is, of course,
important. You build large critical mass in a given field, setting
up a competition. You empower the scientists hugely with modern
tools so that they can run faster and arrive at the results first.
But to me, it is not the size of funding but the size of ideas
that ultimately matters. If tomorrow, any Indian thinks of an
out-of-the-box idea to get a material which shows superconductivity
at 20ºC, he cannot be denied the Nobel Prize, even if he
is an Indian, so profound will be the impact of his discovery
on our lives!
The question is how do we make people think
out of the box? I tried to promote this when I was the Director
of National Chemical Laboratory. We created a "kite flying
fund", where an out of the box idea with a chance of success
of one in one thousand will be supported. When I moved to CSIR,
I created a "New Idea Fund" with a similar objective.
Eventually, I found that it was not lack of funds, but it was
lack of ideas that was the bottleneck!
One corollary of the statistics that I have
cited is that the traditional and conservative societies, which
include China and Japan along with India, appear to be at a disadvantage
for a fundamental reason-namely the culture. But can this culture
be changed? I believe it can. But we do require a change at all
levels right from school science education to the way we fund
and the way we do research.
We have to remould the school science education
to the mode of "learning by discovery" and "learning
by doing" in contrast to the prevailing "learning by
rote" method. Rather than memorising the products of science,
the child needs to learn the beautiful process of science. Questioning
and dissent in the classroom and at home must be respected and
not punished.
Indian scientists and institutions are risk
averse. We must take risks. We must be more tolerant of failures.
A certain amount of irreverence is essential for creative pursuit
in science. True pathbreakers in science will refuse to preserve
the status quo because they enjoy the fun of creation of new ideas
and destruction of old dogmas. We need to identify and support
such scientists to the hilt.
Eliticism in science needs to be promoted.
A potential Einstein or a Ramanujam will have to be identified
and nurtured from early on, just as the genius of Sachin Tendulkar
was recognised at the age of 14! There is nothing like intellectual
democracy. Our current research funding pattern, which is too
conservative and democratic, needs to change. Out of the box thinking
needs to be done not only by scientists but also by those who
manage science!
Can we speculate about the potential Nobel
laureates from among the current resident Indians? In a recent
survey, the two names that came up prominently were C.N.R. Rao
and Ashoke Sen. It augurs rather well that C.N.R. Rao won the
Dan David Prize recently, which is supposed to be among prizes
that get counted as being next to the Nobel Prize. But is there
a way to predict as to whether resident Indians will be in a zone
of contention?
The Institute for Scientific Information
(ISI) has been publishing citation analysis of each Nobel Prize
winner's work. All Nobel laureates tend to have exceptionally
high level of productivity (articles per author), author impact
(citations per author), and article impact (citations per paper).
The citation data has frequently been used to forecast the future
Nobel awardees. The results indicate that high rankings by citation
frequency are strongly correlated with "Nobel Class"
authors. In the highest percentile, e.g., the top 0.1 per cent
of authors, a significant percentage have won the Nobel Prize
or go on to win the prize in later years. Unfortunately, the Indian
presence in this highest percentile is rather rare. Our presence
here as well as our strong presence internationally through partnerships
is going to be critical.
What does it take to win a Nobel Prize? One
of the Nobel laureates himself said that first and foremost, you
have to be very clever. Secondly, you have to work very, very
hard. But thirdly, and most importantly, you have to be very,
very, very lucky! He is absolutely right. But luck favours only
the brave. In order for a resident Indian to win the Nobel Prize,
Indian science must become brave. I hope the emerging brave new
young India will also create some unusually brave scientists,
who will go on to win Nobel prizes.
The author is President,
Indian National Science Academy and Director General, Council
of Scientific and Industrial Research
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